by
arthur koestler
VIII
RACE AND MYTH
1
THE Jews of our times fall into two main divisions: Sephardim and Ashkenazim.
.The Sephardim are descendants
of the Jews who since antiquity had lived in Spain (in Hebrew Sepharad)
until they were expelled at the end of the fifteenth century and settled
in the countries bordering on the Mediterranean, the Balkans, and to a
lesser extent in Western Europe. They spoke a Spanish-Hebrew dialect,
Ladino (see VII, 3), and preserved their own traditions and religious
rites. In the 1960s, the number of Sephardim was estimated at 500000.
.The Ashkenazim, at the same period,
numbered about eleven million. Thus, in common parlance, Jew is practically
synonymous with Ashkenazi Jew. But the term is misleading, for the Hebrew
word Ashkenaz was, in mediaeval rabbinical literature, applied
to Germany - thus contributing to the legend that modern Jewry originated
on the Rhine. There is, however, no other term to refer to the non-Sephardic
majority of contemporary Jewry. .For the sake of piquantry it be mentioned
that the Ashkenaz of the Bible refers to a people living somewhere
in the vicinity of Mount Ararat and Armenia. The name occurs in Genesis
10, 3 and I Chronciles 1, 6, as one of the sons of Gomer, who was a son
of Japheth. Ashkenaz is also a brother of Togarmah (and a nephew of Magog)
whom the Khazars, according to King Joseph, claimed as their ancestor
(see above II, 5) But worse was to come. For Ashkenaz is also named in
Jeremiah 51, 27, where the prophet calls his people and their allies to
rise and destroy Babylon: "Call thee upon the kingdoms of Ararat,
Minni and Ashkenaz." This passage was interpreted by the famous Saadiah
Gaon, spiritual leader of Oriental Jewry in the tenth century, as a prophecy
relating to his own times: Babylon symbolized the Caliphate of Baghdad,
and the Ashkenaz who were to attack it were either the Khazars themselves
or some allied tribe. Accordingly, says Poliak,1 some learned Khazar Jews,
who heard of the Gaon's ingenious arguments, called themselves Ashkenazim
when they emigrated to Poland. It does not prove anything, but it adds
to the confusion.
2
Summing up a very old and bitter controversy in a laconic paragraph,
Raphael Patai wrote:2
- The findings of physical anthropology show that, contrary to popular
view, there is no Jewish race. Anthropometric measurements of Jewish
groups in many parts of the world indicate that they differ greatly
from one another with respect to all the important physical characteristics
- stature, weight, skin colour, cephalic index, facial index, blood
groups, etc.
This indeed is the accepted view today among anthropologists and historians.
Moreover, there is general agreement that comparisons of cranial indices,
blood types, etc., show a greater similarity between Jews and their Gentile
host-nation than between Jews living in different countries. .Yet, paradoxically,
the popular belief that Jews, or at least certain types of Jews, can be
instantly recognized as such, must not be dismissed out of hand - for
the simple reason that it has a factual basis in every-day existence.
The anthropologists' evidence seems to be at loggerheads with common observation.
.However, before attempting to tackle the apparent contradiction, it will
be useful to look at a few samples of the data on which the anthropologists'
denial of a Jewish race is based. To start with, here is a quotation from
the excellent series of booklets on "The Race Question in Modern
Science" published by UNESCO. The author, Professor Juan Comas, draws
the following conclusion from the statistical material (his italics):
- Thus despite the view usually held, the Jewish people is racially
heterogeneous; its constant migrations and its relations - voluntary
or otherwise - with the widest variety of nations and peoples have brought
about such a degree of crossbreeding that the so-called people of
Israel can produce examples of traits typical of every people. For
proof it will suffice to compare the rubicund, sturdy, heavily-built
Rotterdam Jew with his co- religionist, say, in Salonika with gleaming
eyes in a sickly face and skinny, high-strung physique. Hence, so far
as our knowledge goes, we can assert that Jews as a whole display as
great a degree of morphological disparity among themselves as could
be found between members of two or more different races.3
Next, we must glance at some of the physical characteristics which anthropologists
use as criteria, and on which Comas's conclusions are based. .One of the
simplest - and as it turned out, most naive - of these criteria was bodily
stature. In The Races of Europe, a monumental work published in
1900, William Ripley wrote: "The European Jews are all undersized;
not only this, they are more often absolutely stunted."4 He was up
to a point right at the time, and he produced ample statistics to prove
it. But he was shrewd enough to surmise that this deficiency in height
might somehow be influenced by environmental factors.5 Eleven years later,
Maurice Fishberg published The Jews - A Study of Race and Environment,
the first anthropological survey of its kind in English. It revealed the
surprising fact that the children of East European Jewish immigrants to
the USA grew to an average height of 167.9 cm. compared to the 164.2 cm.
averaged by their parents - a gain of nearly an inch and a half in a single
generation.6 Since then it has become a commonplace that the descendants
of immigrant populations - whether Jews, Italians or Japanese - are considerably
taller than their parents, no doubt owing to their improved diet and other
environmental factors. .Fishberg then collected statistics comparing the
average height of Jews and Gentiles in Poland, Austria, Rumania, Hungary,
and so on. The result again was a surprise. In general it was found that
the stature of the Jews varied with the stature of the non Jewish population
among which they lived. They were relatively tall where the indigenous
population is tall, and vice versa. Moreover, within the same nation,
and even within the same town (Warsaw) the bodily height of Jews and Gentiles
was found to vary according to the degree of prosperity of the district.7
All this does not mean that heredity has no influence on height; but it
is overlayed and modified by environmental influences, and is unfit as
a criterion of race. .We may now turn to cranial measurements - which
were once the great fashion among anthropologists, but are now considered
rather outdated. Here we meet again with the same type of conclusion derived
from the data: "A comparison of the cephalic indices of Jewish and
non-Jewish populations in various countries reveals a marked similarity
between the Jewish and non-Jewish indices in many countries, while showing
very wide variations when the cephalic indices of Jewish populations inhabiting
different countries are compared. Thus one is driven to the conclusion
that this feature, its plasticity not withstanding, points to a racial
diversity of the Jews."8 .This diversity, it should be noted, is
most pronounced between Sephardi and Ashkenazi Jews. By and large, the
Sephardim are dolichocephalic (long-headed), the Ashkenazim brachycephalic
(broad-headed). Kutschera saw in this difference a further proof of the
separate racial origin of Khazar-Ashkenazi and Semitic-Sephardi Jews.
But we have just seen that the indices of short-or long-headedness are
co-variant with the host-nations' - which to some extent invalidates the
argument. .The statistics relating to other physical features also speak
against racial unity. Generally, Jews are dark-haired and darkeyed. But
how general is "generally", when, according to Comas, 49 per
cent of Polish Jews were light-haired,9 and 54 per cent of Jewish schoolchildren
in Austria had blue eyes ?10 It is true that Virchov11 found "only"
32 per cent of blond Jewish schoolchildren in Germany, whereas the proportion
of blond Gentiles was larger; but that merely shows that the co-variance
is not absolute - as one would expect. .The hardest evidence to date comes
from classification by blood groups. A great amount of work has recently
been done in this field, but it will be sufficient to quote a single example
with a particularly sensitive indicator. In Patai's words:
-
With regard to blood type, Jewish groups show considerable
differences among themselves and marked similarities to the Gentile
environment. The Hirszfeld "biochemical index"
-
(A+AB)
(B+AB)
-
can be used most conveniently to express this. A few
typical examples are: German Jews 2.74, German Gentiles 2.63; Rumanian
Jews 1.54, Rumanian Gentiles 1.55; Polish Jews 1.94, Polish Gentiles
1.55; Moroccan Jews 1.63, Moroccan Gentiles 1.63; Iraqi Jews 1.22,
Iraqi Gentiles 1.37; Turkistan Jews 0.97, Turkistan Gentiles 0.99.12
One might sum up this situation in two mathematical formulae:
Ga-Ja<Ja-Jb
and:
Ga-Gb~ Ja-Jb
That is to say that, broadly speaking, the difference in respect of anthropological
criteria between Gentiles (Ga) and Jews (Ja) in a given country (a) is
smaller than the difference between Jews in different countries (a and
b); and the difference between Gentiles in countries a and b is similar
to the difference between Jews in a and b. .It seems appropriate to wind
up this section with another quotation from Harry Shapiro's contribution
to the UNESCO series - "The Jewish People: A Biological History":13
- The wide range of variation between Jewish populations in their physical
characteristics and the diversity of the gene frequencies of their blood
groups render any unified racial classification for them a contradiction
in terms. For although modern racial theory admits some degree of polymorphism
or variation within a racial group, it does not permit distinctly different
groups, measured by its own criteria of race, to be identified as one.
To do so would make the biological purposes of racial classification
futile and the whole procedure arbitrary and meaningless. Unfortunately,
this subject is rarely wholly divorced from non-biological considerations,
and despite the evidence efforts continue to be made to somehow segregate
the Jews as a distinct racial entity.
3
How did this twin-phenomenon - diversity in somatic features and conformity
to the host-nation - come about? The geneticists' obvious answer is: through
miscegenation combined with selective pressures. ."This",
writes Fishberg, "is indeed the crucial point in the anthropology
of the Jews: are they of pure race, modified more or less by environmental
influences, or are they a religious sect composed of racial elements acquired
by proselytism and intermarriage during their migration in various parts
of the world?" And he leaves his readers in no doubt about the answer:14
- Beginning with Biblical evidence and traditions, it appears that even
in the beginning of the formation of the tribe of Israel they were already
composed of various racial elements.... We find in Asia Minor, Syria
and Palestine at that time many races - the Amorites, who were blondes,
dolichocephalic, and tall; the Hittites, a dark-complexioned race, probably
of Mongoloid type; the Cushites, a negroid race; and many others. With
all these the ancient Hebrews intermarried, as can be seen in many passages
in the Bible.
The prophets may thunder against "marrying daughters of a strange
god", yet the promiscuous Israelites were not deterred, and their
leaders were foremost in giving a bad example. Even the first patriarch,
Abraham, cohabited with Hagar, an Egyptian; Joseph married Asenath, who
was not only Egyptian but the daughter of a priest; Moses married a Midianite,
Zipporah; Samson, the Jewish hero, was a Philistine; King David's mother
was a Moabite, and he married a princess of Geshur; as for King Solomon
(whose mother was a Hittite), "He loved many strange women, including
the daughter of Pharaoh, women of the Moabites, Animonites, Edomites,
Zidonians, and Hittites...."15 And so the chronique scandaleuse
goes on. The Bible also makes it clear that the royal example was imitated
by many, high and low. Besides, the biblical prohibition of marrying Gentiles
exempted female captives in times of war - and there was no shortage of
them. The Babylonian exile did not improve racial purity; even members
of priestly families married Gentile women. In short, at the beginning
of the Diaspora, the Israelites were already a thoroughly hybridized race.
So, of course, were most historic nations, and the point would not need
stressing if it were not for the persistent myth of the Biblical Tribe
having preserved its racial purity throughout the ages. .Another important source of interbreeding were
the vast numbers of people of the most varied races converted to Judaism.
Witness to the proselytizing zeal of the Jews of earlier times are the
black-skinned Falasha of Abyssinia, the Chinese Jews of Kai-Feng who look
like Chinese, the Yemenite Jews with their dark olive complexion, the
Jewish Berber tribes of the Sahara who look like Tuaregs, and so on, down
to our prime example, the Khazars. .Nearer home, Jewish proselytizing reached its
peak in the Roman Empire between the fall of the Jewish state and the
rise of Christianity. Many patrician families in Italy were converted,
but also the royal family which ruled the province of Adiabene. Philo
speaks of numerous converts in Greece; Flavius Josephus relates that a
large proportion of the population of Antioch was Judaized; St Paul met
with proselytes on his travels more or less everywhere from Athens to
Asia Minor. "The fervour of proselytism", the Jewish historian
Th. Reinach wrote,16 "was indeed one of the most distinctive traits
of Judaism during the Greco-Roman epoch - a trait which it never possessed
in the same degree either before or since.... It cannot be doubted that
Judaism in this way made numerous converts during two or three centuries....
The enormous growth of the Jewish nation in Egypt, Cyprus, and Cyrene
cannot be accounted for without supposing an abundant infusion of Gentile
blood. Proselytism swayed alike the upper and the lower classes of society."
.The rise of Christianity slowed
down the rate of miscegenation, and the ghetto put a temporary end to
it; but before the ghetto-rules were strictly enforced in the sixteenth
century, the process still went on. This is shown by the ever- repeated
ecclesiastic interdictions of mixed marriages - e.g., by the Council of
Toledo, 589; the Council of Rome, 743; the first and second Lateran Councils
1123 and 1139; or the edict of King Ladislav II of Hungary in 1092. That
all these prohibitions were only partly effective is shown, for instance,
by the report of the Hungarian Archbishop Robert von Grain to the Pope
AD 1229, complaining that many Christian women are married to Jews, and
that within a few years "many thousands of Christians" were
lost in this way to the Church.17 .The
only effective bar were the ghetto walls. When these crumbled, intermarriages
started again. Their rate accelerated to such an extent that in Germany,
between 1921 and 1925, out of every 100 marriages involving Jews, 42 were
mixed.18 .As for the Sephardi, or "true" Jews,
their sojourn in Spain for more than a millennium left its indelible mark
both on themselves and on their hosts. As Arnold Toynbee wrote:
- There is every reason to believe that in Spain and Portugal today
there is a strong tincture of the blood of these Jewish converts in
Iberian veins, especially in the upper and middle classes. Yet the most
acute psychoanalyst would find it difficult, if samples of living upper-and
middle-class Spanish and Portuguese were presented to him, to detect
who had Jewish ancestors.19
The process worked both ways. After the massacres of 1391 and 1411 which
swept the Peninsula, over 100000 Jews at a moderate estimate - accepted
baptism. But a considerable proportion of them continued to practice Judaism
in secret. These crypto-Jews, the Marranos, prospered, rose to high positions
at court and in the ecclesiastical hierarchy, and intermarried with the
aristocracy. After the expulsion of all unrepentant Jews from Spain (1492)
and Portugal (1497) the Marranos were regarded with increasing suspicion;
many were burned by the Inquisition, the majority emigrated in the sixteenth
century to the countries around the Mediterranean, to Holland, England
and France. Once in safety, they openly reverted to their faith and, together
with the 1492-7 expellees, founded the new Sephardic communities in these
countries. .Thus Toynbee's remark
about the hybrid ancestry of the upper strata of society in Spain also
applies, mutatis mutandis, to the Sephardic communities of Western
Europe. Spinoza's parents were Portuguese Marranos, who emigrated to Amsterdam.
The old Jewish families of England (who arrived here long before the nineteenth-twentieth
century influx from the east), the Montefiores, Lousadas, Montagues, Avigdors,
Sutros, Sassoons, etc., all came out of the Iberian mixing bowl, and can
claim no purer racial origin than the Ashkenazis - or the Jews named Davis,
Harris, Phillips or Hart. .One
distressingly recurrent type of event was miscegenation by rape. That
too has a long history starting in Palestine. We are told, for example,
that a certain Juda ben Ezekial opposed his son marrying a woman who was
not of "the seed of Abraham", whereupon his friend Ulla remarked:
"How do we know for certain that we ourselves are not descended from
the heathens who violated the maidens of Zion at the siege of Jerusalem?"20
Rape and loot (the amount of the latter often fixed in advance) was considered
a natural right of a conquering army. .There is an ancient tradition, recorded by
Graetz, which attributes the origin of the earliest Jewish settlements
in Germany to an episode reminiscent of the rape of the Sabine women.
According to this tradition, a German unit, the Vangioni who fought with
the Roman legions in Palestine, "had chosen from the vast horde of
Jewish prisoners the most beautiful women, had brought them back to their
stations on the shores of the Rhine and the Main, and had compelled them
to minister to the satisfaction of their desires. The children thus begotten
of Jewish and German parents were brought up by their mothers in the Jewish
faith, their fathers not troubling themselves about them. It is these
children who are said to have been the founders of the first Jewish communities
between Worms and Mayence."21 .In Eastern Europe rape was even more common.
To quote Fishberg again:
- Such violent infusion of Gentile blood into the veins of the flock
of Israel has been especially frequent in Slavonic countries. One of
the favourite methods of the Cossacks to wring out money from the Jews
was to take a large number of prisoners, knowing well that the Jews
would ransom them. That the women thus ransomed were violated by these
semi-savage tribes goes without saying. In fact, the "Council of
the Four Lands", at its session in the winter of 1650, had to take
cognizance of the poor women and children born to them from Cossack
husbands during captivity, and thus restore order in the family and
social life of the Jews. Similar outrages were ... again perpetrated
on Jewish women in Russia during the massacres in 1903-5.22
4
And yet - to return to the paradox - many people, who are neither racialists
nor anti-Semites, are convinced that they are able to recognize a Jew
at a single glance. How is this possible if Jews are such a hybrid lot
as history and anthropology show them to be? .Part of the answer, I think,
was given by Ernest Renan in 1883: "Il n'y a pas un type juif
il y a des types juifs."23 The type of Jew who can be recognized
"at a glance" is one particular type among many others. But
only a small fraction of fourteen million Jews belong to that particular
type, and those who appear to belong to it are by no means always Jews.
One of the most prominent features - literally and metaphorically - which
is said to characterize that particular type is the nose, variously described
as Semitic, aquiline, hooked, or resembling the beak of an eagle (bec
d'aigle). But, surprisingly, among 2836 Jews in New York City, Fishberg
found that only 14 per cent - i.e., one person in seven - had a hooked
nose; while 57 per cent were straight-nosed, 20 per cent were snub-nosed
and 6.5 per cent had "flat and broad noses".24.Other anthropologists came up with smiilar
results regarding Semitic noses in Poland and the Ukraine.25 Moreover,
among true Semites, such as pure-bred Bedoums, this form of nose does
not seem to occur at all.26 On the other hand, it is "very frequently
met among the various Caucasian tribes, and also in Asia Minor. Among
the indigenous races in this region, such as the Armenians, Georgians,
Ossets, Lesghians, Aissors, and also the Syrians, aquiline noses are the
rule. Among the people living in Mediterranean countries of Europe, as
the Greeks, Italians, French, Spanish and Portuguese, the aquiline nose
is also more frequently encountered than among the Jews of Eastern Europe.
The North American Indians also very often have 'Jewish' noses."27
.Thus the nose alone is not a
very safe guide to identification. Only a minority - a particular type
of Jew - seems to have a convex nose, and lots of other ethnic groups
also have it. Yet intuition tells one that the anthropologists' statistics
must be somehow wrong. An ingenious way out of this conundrum was suggested
by Beddoc and Jacobs, who maintained that the "Jewish nose"
need not be really convex in profile, and may yet give the impression
of being "hooked", due to a peculiar "tucking up of the
wings", an infolding of the nostrils.
|
To prove his point that it is this "nostrility"
which provides the illusion of beakedness, Jacobs invites his readers
"to write a figure 6 with a long tail (Fig 1); now remove the
turn of the twist, as in Fig 2, and much of the Jewishness disappears;
and it vanishes entirely when we draw the lower continuation horizontally,
as in Fig 3". |
Ripley, quoting Jacobs, comments: "Behold the transformation! The
Jew has turned Roman beyond a doubt.What have we proved then? That there
is in reality such a phenomenon as a Jewish nose, even though it be differently
constituted from our first assumption [the criterion of convexity].28
.But is there? Figure 1 could still represent
an Italian, or Greek, or Spanish or Armenian, or Red Indian nose, "nostrility"
included. That it is a Jewish, and not a Red Indian, Armenian, etc., nose
we deduce - at a glance - from the context of other features, including
expression, comportment, dress. It is not a process of logical analysis,
but rather in the nature of the psychologist's Gestalt perception, the
grasping of a configuration as a whole. .Similar considerations apply to each of the
facial features considered to be typically Jewish - "sensuous lips";
dark, wavy or crinkly hair; melancholy, or cunning, or bulging or slit
Mongol eyes, and so forth. Taken separately, they are common property
of the most varied nations; put together, like an identikit, they combine
into a prototype of - to say it once more - one particular type
of Jew, of Eastern European origin, the type with which we are familiar.
But our identi-kit would not fit the various other types of Jews,
such as the Sephardim (including their very anglicized descendants in
Britain); nor the Slavonic type of Central Europe, nor the blond Teutonic,
the slit-eyed Mongoloid, or the crinkly-haired Negroid types of Jews.
.Nor can we be sure to recognize with certainty
even this limited prototype. The collection of portraits published by
Fishberg, or Ripley, can be used for a "believe it or not" game,
if you cover the caption indicating whether the portrayed person is Jew
or Gentile. The same game can be played on a caf terrace anywhere near
the shores of the Mediterranean. It will, of course, remain inconclusive
because you cannot walk up to the experimental subject and inquire after
his or her religion; but if you play the game in company, the amount of
disagreement between the observers' verdicts will be a surprise. Suggestibility
also plays a part. "Did you know that Harold is Jewish?" "No,
but now that you mention it of course I can see it.," "Did you
know that (this or that) royal family has Jewish blood?" "No,
but now that you mention it...." Hutchinson's Races of Mankind
has a picture of three Geishas with the caption: Japanese with Jewish
physiognomy. Once you have read the caption you feel: "But of course.
How could I have missed it?" And when you have played this game for
some time, you begin to see Jewish features - or Khazar features - everywhere.
5
A further source of confusion is the extreme difficulty of separating
hereditary characteristics from those shaped by the social background
and other factors in the environment. We have come across this problem
when discussing bodily stature as an alleged racial criterion; but the
influence of social factors on physiognomy, conduct, speech, gesture and
costume works in subtler and more complex ways in assembling the Jewish
identikit. Clothing (plus coiffure) is the most obvious of these factors.
Fit out anybody with long corkscrew sidelocks, skull-cap, broad-rimmed
black hat and long black kaftan, and you recognize at a glance the orthodox
Jewish type; whatever his nostrility, he will look Jewish. There are other
less drastic indicators among the sartorial preferences of certain types
of Jews of certain social classes, combined with accents and mannerisms
of speech, gesture and social behaviour. .It
may be a welcome diversion to get away for a moment from the Jews, and
listen to a French writer describing how his compatriots can tell an Englishman
"at a glance". Michel Leiris, apart from being an eminent writer,
is Director of Research at the Centre National de la Recherche Scientifique
and Staff Member of the Muse de l'Homme:
- It is ... absurd to talk about an English "race" or even
to regard the English as being of the "Nordic" race. In point
of fact, history teaches that, like all the people of Europe, the English
people has become what it is through successive contributions of different
peoples. England is a Celtic country, partially colonized by successive
waves of Saxons, Danes and Normans from France, with some addition of
Roman stock from the age of Julius Caesar onwards. Moreover, while an
Englishman can be identified by his way of dressing, or even by his
behaviour, it is impossible to tell that he is an Englishman merely
from his physical appearance. Among the English, as among other Europeans,
there are both fair people and dark, tall men and short, dolichocephalics
and brachycephalics. It may be claimed that an Englishman can be readily
identified from certain external characteristics which give him a "look"
of his own: restraint in gesture (unlike the conventional gesticulating
southerner), gait and facial expression, all expressing what is usually
included under the rather vague term of "phlegm". However,
anyone who made this claim would be likely to be found at fault in many
instances, for by no means all the English have these characteristics,
and even if they are the characteristics of the "typical Englishman",
the fact would still remain that these outward characteristics are not
"physique" in the true sense: bodily attitudes and motions
and expressions of the face all come under the heading of behaviour;
and being habits determined by the subject's social background, are
cultural, not "natural". Moreover, though loosely describable
as "traits", they typify not a whole nation, but a particular
social group within it and thus cannot be included among the distinctive
marks of race.29
However, when Leiris says that facial expressions are not "physique"
but "come under the heading of behaviour" he seems to overlook
the fact that behaviour can modify the features of individuals and thus
leave its stamp on their "physique". One only has to think of
certain typical traits in the physiognomies of ageing ham-actors, of priests
living in celibacy, of career- soldiers, convicts serving long sentences,
sailors, farmers, and so on. Their way of life affects not only their
facial expression but also their physical features, thus giving the mistaken
impression that these traits are of hereditary or "racial" origin.*[Emenon
wrote in his essay "English Traits": "Every religious sect
has its physiognomy. The Methodists have acquired a face, the Quakers
a face, the nuns a face. An Englishman will point out a dissenter by his
manners. Trades and professions carve their own lines on faces and forms."]
.If I may add a personal observation
I frequently met on visits to the United States Central European friends
of my youth who emigrated before World War Two and whom I had not seen
for some thirty of forty years. Each time I was astonished to find that
they not only dressed, spoke, ate and behaved like Americans, but had
acquired an American physiognomy. I am unable to describe the change,
except that it has something to do with a broadening of the jaw and a
certain look in and around the eyes. (An anthropologist friend attributed
the former to the increased use of the jaw musculature in American enunciation,
and the look as a reflection of the rat-race and the resulting propensity
for duodenal ulcers.) I was pleased to discover that this was not due
to my imagination playing tricks - for Fishberg, writing in 1910, made
a similar observation: ".... The cast of countenance changes very
easily under a change of social environment. I have noted such a rapid
change among immigrants to the United States.... The new physiognomy is
best noted when some of these immigrants return to their native homes....
This fact offers excellent proof that the social elements in which a man
moves exercise a profound influence on his physical features."30
.The proverbial melting-pot seems to be producing
an American physiognomy - a more or less standardized phenotype emerging
from a wide variety of genotypes. Even the pure-bred Chinese and Japanese
of the States seem to be affected by the process to some extent. At any
rate, one can often recognize an American face "at a glance",
regardless of dress and speech, and regardless of its owner's Italian,
Polish or German ancestry.
6
In any discussion of the biological and social inheritance of the Jews,
the shadow of the ghetto must loom large. The Jews of Europe and America,
and even of North Africa, are children of the ghetto, at no more than
four or five generations removed. Whatever their geographical origin,
within the ghetto-walls they lived everywhere in more or less the same
milieu, subjected for several centuries to the same formative,
or deformative, influences. .From
the geneticist's point of view, we can distinguish three such major influences:
inbreeding, genetic drift, selection. .Inbreeding may have played, at a different
period, as large a part in Jewish racial history as its opposite, hybridization.
From biblical times to the era of enforced segregation, and again in modern
times, miscegenation was the dominant trend. In between, there stretched
three to five centuries (according to country) of isolation and inbreeding
- both in the strict sense of consanguinous marriages and in the broader
sense of endogamy within a small, segregated group. Inbreeding carries
the danger of bringing deleterious recessive genes together and allowing
them to take effect. The high incidence of congenital idiocy among Jews
has been known for a long time,31 and was in all probability a result
of protracted inbreeding - and not, as some anthropologists asserted,
a Semitic racial peculiarity. Mental and physical malformations are conspicuously
frequent in remote Alpine villages, where most of the tombstones in the
churchyard show one of half a dozen family names. There are no Cohens
or Levys amongst them..But inbreeding may also produce champion race-horses
through favourable gene combinations. Perhaps it contributed to the production
of both cretins and geniuses among the children of the ghetto. It reminds
one of Chaim Weizmann's dictum: "The Jews are like other people,
only more so." But genetics has little information to offer in this
field. .Another process which
may have profoundly affected the people in the ghetto is "genetic
drift" (also known as the Sewall Wright effect). It refers to
the loss of hereditary traits in small, isolated populations, either because
none of its founding members happened to possess the corresponding genes,
or because only a few possessed them but failed to transmit them to the
next generation. Genetic drift can thus produce considerable transformations
in the hereditary characteristics of small communities. .The
selective pressures active within the ghetto walls must have been
of an intensity rarely encountered in history. For one thing, since the
Jews were debarred from agriculture, they became completely urbanized,
concentrated in towns or shtetls, which became increasingly overcrowded.
As a result, to quote Shapiro, "the devastating epidemics that swept
mediaeval cities and towns, would in the long run have been more selective
on Jewish populations than on any others, leaving them with progressively
greater immunity as time went on ... and their modern descendants would,
therefore, represent the survivors of a rigorous and specific selective
process."32 This, he thinks, may account for the rarity of tuberculosis
among Jews, and their relative longevity (amply illustrated by statistics
collected by Fishberg). .The hostile
pressures surrounding the ghetto ranged from cold contempt to sporadic
acts of violence to organized pogroms. Several centuries of living in
such conditions must have favoured the survival of the glibbest, the most
pliant and mentally resilient; in a word, the ghetto type. Whether such
psychological traits are based on hereditary dispositions on which the
selective process operates, or are transmitted by social inheritance through
childhood conditioning, is a question still hotly disputed among anthropologists.
We do not even know to what extent a high IQ is attributable to heredity,
and to what extent to milieu. Take, for instance, the Jews' once
proverbial abstemiousness which some authorities on alcoholism regarded
as a racial trait.33 But one can just as well interpret it as another
inheritance from the ghetto, the unconscious residue of living for centuries
under precarious conditions which made it dangerous to lower one's guard;
the Jew with the yellow star on his back had to remain cautious and sober,
while watching with amused contempt the antics of the "drunken goy".
Revulsion against alcohol and other forms of debauch was instilled from
parent to child in successive generations - until the memories of the
ghetto faded, and with progressive assimilation, particularly in the Anglo-Saxon
countries, the alcohol intake progressively increased. Thus abstemiousness,
like so many other Jewish characteristics, turned out to be, after all,
a matter of social and not biological, inheritance. .Lastly,
there is yet another evolutionary process - sexual selection - which may
have contributed in producing the traits which we have come to regard
as typically Jewish. Ripley seems to have been the first to suggest this
(his italics): "The Jew is radically mixed in the line of racial
descent; he is, on the other hand, the legitimate heir to all Judaism
as a matter of choice.... It affected every detail of their life.
Why should it not also react upon their ideal of physical beauty? and
why not influence their sexual preferences, as well as determine their
choice in marriage? Its results thus became accentuated through heredity."34
.Ripley did not inquire into the
ghetto's "ideal of physical beauty". But Fishberg did, and came
up with an appealing suggestion: "To the strictly orthodox Jew in
Eastern Europe, a strong muscular person is an Esau. The ideal of a son
of Jacob was during the centuries before the middle of the nineteenth
century, 'a silken young man'."35 This was a delicate, anaemic, willowy
youth with a wistful expression, all brains and no brawn. .But,
he continues, "in Western Europe and America there is at present
a strong tendency in the opposite direction. Many Jews are proud of the
fact that they do not look like Jews. Considering this, it must be acknowledged
that there is hardly a glowing future for the so-called 'Jewish' cast
of countenance."36 .Least
of all, we may add, among young Israelis.
Summary
In Part One of this book I have attempted to trace the history of the
Khazar Empire based on the scant existing sources. .In Part Two, Chapters V-VII, I have compiled
the historical evidence which indicates that the bulk of Eastern Jewry
- and hence of world Jewry - is of Khazar-Turkish, rather than Semitic,
origin. .In this last chapter I have tried to show that
the evidence from anthropology concurs with history in refuting the popular
belief in a Jewish race descended from the biblical tribe. .From
the anthropologist's point of view, two groups of facts militate against
this belief: the wide diversity of Jews with regard to physical
characteristics, and their similarity to the Gentile population
amidst whom they live. Both are reflected in the statistics about bodily
height, cranial index, blood-groups, hair and eye colour, etc. Whichever
of these anthropological criteria is taken as an indicator, it shows a
greater similarity between Jews and their Gentile host-nation than between
Jews living in different countries. To sum up this situaton, I have suggested
the formulae: Ga-Ja<Ja-Jb; and Ga-Gb ~ Ja-Jb..The
obvious biological explanation for both phenomena is miscegenation, which
took different forms in different historical situations: intermarriage,
large-scale proselytizing, rape as a constant (legalized or tolerated)
accompaniment of war and pogrom. .The
belief that, notwithstanding the statistical data, there exists a recognizable
Jewish type is based largely, but not entirely on various misconceptions.
It ignores the fact that features regarded as typically Jewish by comparison
with nordic people cease to appear so in a Mediterranean environment;
it is unaware of the impact of the social environment on physique and
countenance; and it confuses biological with social inheritance. .Nevertheless, there exist certain hereditary
traits which characterize a certain type of contemporary Jew. In the light
of modern population-genetics, these can to a large degree be attributed
to processes which operated for several centuries in the segregated conditions
of the ghetto: inbreeding, genetic drift, selective pressure. The last-mentioned
operated in several ways: natural selection (e.g., through epidemics),
sexual selection and, more doubtfully, the selection of character-features
favouring survival within the ghetto walls. lIn addition to these, social
heredity, through childhood conditioning, acted as a powerful formative
and deformative factor. .Each
of these processes contributed to the emergence of the ghetto type. In
the post-ghetto period it became progressively diluted. As for the genetic
composition and physical appearance of the pre-ghetto stock, we know next
to nothing. In the view presented in this book, this "original stock"
was predominantly Turkish mixed to an unknown extent with ancient Palestinian
and other elements. Nor is it possible to tell which of the so-called
typical features, such as the "Jewish nose", is a product of
sexual selection in the ghetto, or the manifestation of a particularly
"persistent" tribal gene. Since "nostrility" is frequent
among Caucasian peoples, and infrequent among the Semitic Bedouins, we
have one more pointer to the dominant role played by the "thirteenth
tribe" in the biological history of the Jews.
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